For Additional Information . A proxy statement was mailed to stockholders commencing the week of January 6, 2020. You can obtain the proxy statement and other documents filed with the SEC by StoneCastle Financial Corp. free of charge from the SEC’s website, www.sec.gov, and from StoneCastle Financial Corp.’s website, www.stonecastle-financial.com, or by contacting StoneCastle Financial

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7a-7c. If properly presented, for Franklin High Yield Tax-Free Income Fund, Templeton Global Bond Fund and Franklin High Income Fund, a shareholder proposal that such Funds’ Boards of Trustees institute procedures to prevent holding investments

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48 VIA | WINTER 2019 Margie Emmermann—Member since 2000 OCCUPATION: Ms. Emmermann is a retired busi- nessperson and government affairs professional. In her 20-year career in state government, she was TSX Trust is dedicated to serving our clients with proven and unwavering expertise, efficiency and professionalism.